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PKF Australia

Accountants and Business Advisers

Specific Purpose, Compliance And Regulatory Audit

The compliance and regulatory environment continues to change and evolve rapidly, with increasing complexity and the need to commit ongoing time and resources. There is also greater scrutiny from the regulators and significant publicity when there are major shortfalls and breaches, which could have a severe impact on brand and reputation.

PKF’s Audit and Assurance team have the knowledge and expertise to support you through the changing regulatory landscape. We provide independent verification and review of financial and other information that you may need to report to regulators. The team often provide health checks to ensure that organisations mitigate against the risk of potential non-compliance and breaches before compulsory reporting is a requirement.

Our team have experience of providing assurance services over various compliance and regulatory frameworks including, but not limited to:

  • Australian Financial Services Licences (AFSLs) audit requirements
  • Compliance plans such as for registered managed investment schemes
  • Australian Prudential Regulation Authority (APRA) prudential requirements
  • Compliance with Enforceable Undertakings made to the Australian Competition and Consumer Commission (ACCC)
  • Superannuation Industry (Supervision) Act (SIS) regulations
  • Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) independent reviews
  • Trust audits for accountants, lawyers and real estate agents.

Our independent audits and reviews provide confidence to stakeholders, strengthen systems and processes and protect the reputation of organisations. Our collaborative approach also ensures the process is efficient, seamless and adds value.

Clients often require non-statutory, specific purpose services, other than assurance services, that focus on the results arising from the performance of specified procedures.

Our special purpose services include, but are not limited to:

  • Performance of Agreed-upon procedures
  • Provision of Comfort letters

Our team is dynamic and agile, and can apply their extensive technical and accounting knowledge, and considerable audit experience, to understand your business and develop solutions to suit your specific needs.


Our Specialists Throughout Australia

Adelaide
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Specific Purpose, Compliance and Regulatory Audit
Brisbane
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Specific Purpose, Compliance and Regulatory Audit
Canberra
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Specific Purpose, Compliance and Regulatory Audit
Gold Coast
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Specific Purpose, Compliance and Regulatory Audit
Hobart
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Specific Purpose, Compliance and Regulatory Audit
Melbourne
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Specific Purpose, Compliance and Regulatory Audit
Newcastle
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Specific Purpose, Compliance and Regulatory Audit
Perth
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Specific Purpose, Compliance and Regulatory Audit
Rockhampton
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Specific Purpose, Compliance and Regulatory Audit
Sydney
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Specific Purpose, Compliance and Regulatory Audit
Tamworth
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Specific Purpose, Compliance and Regulatory Audit

Get in touch

For more information on how our services can help your business get in touch.

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